Form D
In accounting, form D means the notice of an exempt offering filed with the SEC no later than 15 calendar days after the first sale under Rule 504 or 506 — a notice, not an application — and the basis of the states' notice filings.
Authority: 17 CFR §230.503 (opens in a new tab). Sources
The lessons that teach this
From the free founder back-office course, taught on one company's books, with exercises to work it yourself.
- Cap tableSecurities law for raising money › Form D and state notice filingsFifteen calendar days after the first sale, and a notice filing in each investor's state: Northwind's SAFE.4 min
- Cap tableRunning a raise: data room, closing and the wireFrom term sheet to closing: the data room, the documents, the wire and the filings after — and what Northwind's back office has to have ready.8 min
What it is not called
Each of these means something else. Use one here and an accountant reading the product notices.
- registration statement
- Form 10
Nearby in the catalog
No component names this concept outright. These sit in the same part of the system.
2Cards
Family specAlso in Equity & financing
Defined in Lexicon. This page is generated from that document, so the two can't disagree.